Les Abromovitz, an attorney, has assisted hundreds of Registered Investment Advisers (RIAs) with their advertising, social media, and marketing campaigns. Les has been a frequent speaker on the topic of ethical and compliant advertising at a number of national conferences and Internet-based seminars.
Les is the author of THE INVESTMENT ADVISOR'S COMPLIANCE GUIDE. The third edition was published in 2023 by the National Underwriter Company/ALM Global.
https://www.nationalunderwriter.com/the-investment-advisor-s-compliance-guide-3rd-edition.html. Several chapters deal with the new Marketing Rule.
Les is also the author of GROWING WITHIN THE LINES: THE INVESTMENT ADVISER’S ADVERTISING AND MARKETING COMPLIANCE GUIDE. The book offers advice on how advisers can comply with Rule 206(4)-1 under the Investment Advisers Act of 1940, as well as similar state regulations.
Les is a member of the Pennsylvania bar. He and wife, Hedy, split their time between Pittsburgh, Pennsylvania, and Boca Raton, Florida.
LES ABROMOVITZ: AN ARMY OF ONE
